What is Sarbanes-Oxley? / (Record no. 4878)
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| 000 -LEADER | |
|---|---|
| fixed length control field | 03524nam a2200205Ia 4500 |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| ISBN | 9780071437967 |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| ISBN | 0072979887 |
| 020 ## - INTERNATIONAL STANDARD BOOK NUMBER | |
| ISBN | 9780072979886 |
| 050 #0 - CALL NUMBER | |
| Classification number | KF1446 |
| Item number | .L39 |
| 100 1# - AUTHOR | |
| Personal name | Lander, Guy P. |
| 245 10 - TITLE | |
| Title | What is Sarbanes-Oxley? / |
| Statement of responsibility, etc | Guy P. Lander. |
| 260 ## - PUBLICATION INFORMATION | |
| Place of publication | New York : |
| Name of publisher | McGraw Hill, |
| Year of publication | ©2004. |
| 300 ## - DESCRIPTION | |
| Number of Pages | xiv, 114 pages : |
| Other physical details | illustrations ; |
| Dimensions | 23 cm. |
| 500 ## - NOTES | |
| General note | Includes index. |
| 505 ## - FORMATTED CONTENTS NOTE | |
| Table of Content | COPYRIGHT/TERMS OF USE; CONTENTS; 1. AN OVERVIEW OF THE SARBANES-OXLEY ACT; What the Act Does; Reports Covered; Content of Certification; Form of Certification; Liability for False Section 302 Certification; Section 906 Certification; Method of Submission; Amendments; Penalties; 2. DISCLOSURE CONTROLS AND PROCEDURES; Disclosure Controls and Procedures; Internal Control over Financial Reporting; Differences Between Internal Control over Financial Reporting and Disclosure Controls and Procedures; Effective Dates; Recommendations; 3. MANAGEMENTÕS DISCUSSION AND ANALYSIS. Off-Balance Sheet DisclosuresAggregate Contractual Commitments; Critical Accounting Policies: Proposed Disclosure Requirements; 4. NON-GAAP FINANCIAL MEASURES (REGULATION G; Regulation G; Using Non-GAAP Financial Measures in SEC Filings; Form 8-K: Filing Earnings Release; 5. REAL-TIME DISCLOSURES AND INCREASED SEC REVIEW OF PERIODIC REPORTS; Shortened Deadlines for 10-K and 10-Q; Increased SEC Review of Periodic Reports; 6. CORPORATE GOVERNANCE STANDARDS; The Board of Directors; Director Independence Criteria; NYSE Proposals; Other Board Committees; NYSE Proposals; Nasdaq Proposals. Shareholder Approval Requirements for Equity Compensation Plans7. THE AUDIT COMMITTEE; Requirements; Approval of Audit Engagements and of Non-Audit Services to Be Provided by an Auditor; Required Reports to the Audit Committee; Code of Ethics for Senior Financial Officers and Chief Executive Officers; Attorney Reports of Material Violations; NYSE Proposals; Nasdaq Proposals; 8. CODES OF CONDUCT AND ETHICS, GOVERNANCE GUIDELINES; Sarbanes-Oxley Act and SEC Implementing Rules; NYSE Proposals; Nasdaq Proposals; Education and Training of Directors. 9. OTHER STANDARDS APPLICABLE TO DIRECTORS OR OFFICERSProhibition on Personal Loans; Reporting Insider Trading; Insider Trading During Pension Fund Blackout Periods; Forfeiture of Certain Bonuses and Profits; Improper Influence on Conduct of Audits; Temporary Freeze Authority for the SEC; 10. AUDITOR INDEPENDENCE; Cooling OffÓ After Employment Relationships; Scope of Services Provided by Auditors; Partner Rotation; Audit Committee Oversight of the Engagement; Communication with the Audit Committees; Expanded Disclosure; Compensation; 11. OVERSIGHT BOARD AND REGULATION. Establishment and Administrative Procedures Registration with the Board; Auditing, Quality Control, and Independence Standards and Rules; Inspections of Registered Public Accounting Firms; Investigations and Disciplinary Proceedings; Foreign Public Accounting Firms; SEC Oversight, Accounting Standards, and Funding; Effective Date and Transition; 12. ATTORNEY PROFESSIONAL RESPONSIBILITY (SECTION 307; The AttorneyÕs Reporting Obligation; To Whom Does an Attorney Owe a Responsibility; An AttorneyÕs Reporting Obligation; The Obligations of Investigating and Defending Attorneys. |
| 650 ## - SUBJECTS | |
| Topical Term | United States. -- Sarbanes-Oxley Act of 2002. |
| 650 ## - SUBJECTS | |
| Topical Term | Sarbanes-Oxley Act of 2002 (United States) |
| 650 ## - SUBJECTS | |
| Topical Term | Corporations -- Accounting -- Law and legislation -- United States. |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) | |
| Koha item type | Books |
| Withdrawn status | Lost status | Collection code | Home library | Current library | Shelving location | Date acquired | Full call number | Accession Number | Koha item type |
|---|---|---|---|---|---|---|---|---|---|
| Reference | Methodist University Law Library | Methodist University Law Library | General Stacks | KF1446 .L39 | 11656 | Books | |||
| Reference | Methodist University Law Library | Methodist University Law Library | General Stacks | KF1446 .L39 | 16814 | Books | |||
| Reference | Methodist University Law Library | Methodist University Law Library | General Stacks | KF1446 .L39 | 16818 | Books | |||
| Reference | Methodist University Law Library | Methodist University Law Library | General Stacks | KF1446 .L39 | 11657 | Books |